Daryl graduated from Central Connecticut State University with a Bachelor of Science degree in Accounting in 1985 and began working in the financial services industry as a tax accountant with one of the largest accounting firms in the country. His primary focus was on tax planning and preparation as well as significant research on client tax issues. Pursuing the research theme, he went to The Hartford as a research analyst before beginning his own financial planning business in 1992. The business has evolved and is known today as Brook Wealth Management, LLC.

 

Daryl is the branch manager of the firm and deals with many clients located throughout the country. He is a CFP^® and holds Series 6, 7, 66 and 24 (securities principal) licenses as well as insurance and annuity licenses. Daryl is registered as an Investment Advisor Representative (IAR) with LPL Financial and maintains dual registration in Connecticut and New York with Brook Wealth Management. This allows for more flexibility when dealing with local clients, business owners and nonprofit organizations.

 

Daryl is a lifelong resident of Connecticut and resides in Simsbury with his wife, Tami, and their son, Zachary.

 

 

Mark began his career in the New Haven office of Merrill Lynch. After earning the CFP^® designation, he left Merrill Lynch to partner with Daryl at Brook Wealth Management. He is responsible for guiding his clients through the Brook Wealth Management Process.  This includes the creation and implementation of a financial plan that encompasses the principles of wealth building, risk management, tax planning, estate planning and retirement planning.  He is a CFP^® and is Series 7 and 66 licensed. He holds insurance and annuity licenses in several states. He is registered as an Investment Advisor Representative (IAR) with LPL Financial in the state of Connecticut and dual registered in Connecticut with Brook Wealth Management. This allows for more flexibility when dealing with local clients, business owners and nonprofit organizations.

Mark is a graduate of Duke University with a Bachelor of Science in Computer Science and holds a Master of Business Administration from Columbia University. Additionally, Mark holds a Master of Fine Arts from New York University’s Tisch School of the Arts.

Mark resides in New Milford with his wife, Tammy, and their son, Caleb.

 

As part of our ongoing commitment to maintain our high standards of professional knowledge, Daryl and Mark maintain membership in many prestigious learning organizations. They are certified as Certified Financial Planner (CFP^®) professionals by the College for Financial Planning in Denver. Daryl is a charter member of the H.S. Dent advisors network and an active member of Ed Slott’s Elite IRA Advisers Group. Mark is an associate member of the H.S. Dent advisors network. Both studied under Bill Nelson and are graduates of the Learning Institute for Financial Executives in Ohio. These organizations provide a wide array of knowledge, insight and research which Brook Wealth Management applies to help its clients achieve their financial goals while avoiding unnecessary risks.